SEC Form 4 · accession 0001179110-17-014453
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S Burke
Officer — Chairman & CEO · Director
Period of report
Nov 19, 2017
Accepted (ET)
Nov 21, 2017 · 7:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 19, 2017 | M | 51,425 | $34.72 | A | 215,548 | D | |
| Common Stock | Nov 19, 2017 | F | 27,899 | $34.72 | D | 187,649 | D | |
| Common Stock | holding | — | — | — | 38,910 | I | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Nov 19, 2017 | M | 51,425 | D | Nov 19, 2017 | — | Common Stock | 154,274 | 102,849 | D |
| Stock OptionsF3 | $31.62 | holding | — | — | — | — | Mar 5, 2024 | Common Stock | 638,570 | 638,570 | D |
| Restricted Stock UnitF1,F4 | — | holding | — | — | — | — | — | Common Stock | 111,077 | 111,077 | D |
| Restricted Stock UnitsF1,F5 | — | holding | — | — | — | — | — | Common Stock | 140,375 | 140,375 | D |
| Restricted Stock UnitsF1,F6 | — | holding | — | — | — | — | — | Common Stock | 115,304 | 115,304 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of AECOM common stock. On November 19, 2017, 51,425 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock less any applicable tax withholding.
- F2The restricted stock units vest in three equal annual installments beginning on November 2017.
- F3The option becomes exercisable, if at all, beginning on March 5, 2019 subject to (A) continued employment and (B) the average daily closing price of AECOM's common stock on the New York Stock Exchange during any consecutive 20 trading day period exceeding certain price hurdles..
- F4The restricted stock units vest in December 2017.
- F5The restricted stock units vest in December 2018.
- F6The restricted stock units vest in December 2019.