SEC Form 5 · accession 0001179110-17-014068
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carla J Christofferson
Officer — EVP, General Counsel
Period of report
Sep 29, 2017
Accepted (ET)
Nov 13, 2017 · 8:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2017 | G | 140 | $0.00 | D | 1,759 | D | |
| Common StockF1 | Jun 5, 2017 | G | 188 | $0.00 | D | 1,571 | D | |
| Common Stock | holding | — | — | — | 238 | I | by Merrill Lynch under AECOM Retirement & Savings (RSP) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | holding | — | — | — | — | — | Common Stock | 17,380 | 17,380 | D |
| Restricted Stock UnitF2,F4 | — | holding | — | — | — | — | — | Common Stock | 14,151 | 14,151 | D |
Explanation of responses
- F1The overall share amount includes recent Employee Stock Purchase Plan purchases.
- F2Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F3The restricted stock units vest in December 2018.
- F4The restricted stock units vest in December 2019.