SEC Form 4 · accession 0001179110-17-012863
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary E Finch
Officer — EVP, CHRO
Period of report
Sep 28, 2017
Accepted (ET)
Oct 2, 2017 · 8:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 28, 2017 | M | 2,255 | $37.01 | A | 3,663 | D | |
| Common Stock | Sep 28, 2017 | F | 848 | $37.01 | D | 2,815 | D | |
| Common Stock | holding | — | — | — | 106 | I | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 28, 2017 | M | 2,255 | D | Sep 28, 2017 | — | Common Stock | 2,255 | 2,254 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of AECOM common stock. On September 28, 2017, 2,255 of the reporting person's restricted stock units vested and were settled for an equal number of AECOM common stock less applicable tax withholding.
- F2The restricted stock units vest in three equal annual installments beginning on September 28, 2016.