SEC Form 4 · accession 0001179110-17-010104
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Kadenacy
Officer — President and COO
Period of report
Jun 30, 2017
Accepted (ET)
Jul 5, 2017 · 7:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2017 | M | 58,880 | $32.33 | A | 115,489 | D | |
| Common Stock | Jun 30, 2017 | F | 26,882 | $32.33 | D | 88,607 | D | |
| Common StockF3 | Jun 30, 2017 | A | 45,701 | $32.33 | A | 134,308 | D | |
| Common Stock | holding | — | — | — | 1,247 | I | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Jun 30, 2017 | M | 33,478 | D | Jun 30, 2017 | — | Common Stock | 33,478 | 0 | D |
| Restricted Stock UnitF1 | — | Jun 30, 2017 | M | 25,402 | D | Jun 30, 2017 | — | Common Stock | 25,402 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represented a contingent right to receive one (1) share of AECOM common stock. On June 30, 2017, 58,880 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock.
- F2Shares acquired pursuant to AECOM's Performance Earnings Program under 2006 Stock Incentive Plan.
- F3Pursuant to the terms of AECOM's Performance Earnings Program, the calculation to determine the number of shares awarded under the Program was performed using a per share value equal to the closing price on June 30, 2017.