SEC Form 4 · accession 0001179110-17-003903
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carla J Christofferson
Officer — EVP, General Counsel
Period of report
Mar 2, 2017
Accepted (ET)
Mar 3, 2017 · 7:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 2, 2017 | F | 6,449 | $29.33 | D | 640 | D | |
| Common StockF1,F2 | Mar 2, 2017 | M | 10,599 | — | A | 11,239 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Mar 2, 2017 | M | 17,048 | D | — | — | Common Stock | 17,048 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of AECOM common stock. On March 2, 2017, 17,048 of the reporting person restricted stock units vested and were settled for an equal number of shares of AECOM common stock.
- F2Includes shares acquired from the AECOM Employee stock Purchase Plan.