SEC Form 4 · accession 0001179110-17-002194
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Fordyce
Director
Period of report
Feb 9, 2017
Accepted (ET)
Feb 10, 2017 · 7:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2017 | M | 4,956 | $28.67 | A | 137,141 | D | |
| Common Stock | Feb 9, 2017 | F | 3,806 | $37.55 | D | 133,335 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF1 | $28.67 | Feb 9, 2017 | M | 4,956 | D | — | Mar 5, 2017 | Common Stock | 4,956 | 0 | D |
| Employee Stock OptionsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 5,160 | 5,160 | D |
| Restricted Stock UnitsF2,F4 | — | holding | — | — | — | — | — | Common Stock | 4,836 | 4,836 | D |
Explanation of responses
- F1The option was exercisable on March 5, 2011.
- F2Each option and restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F3The option was exercisable on March 3, 2012.
- F4The restricted stock units vest in March 2018.