SEC Form 4 · accession 0001179110-17-001313
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Troy Rudd
Officer — EVP, CFO
Period of report
Jan 25, 2017
Accepted (ET)
Jan 27, 2017 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 25, 2017 | S | 8,976 | $39.00 | D | 11,221 | D | |
| Common Stock | holding | — | — | — | 583 | I | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | holding | — | — | — | — | — | Common Stock | 9,257 | 9,257 | D |
| Restricted Stock UnitF2,F4 | — | holding | — | — | — | — | — | Common Stock | 14,846 | 14,846 | D |
| Restricted Stock UnitF2,F5 | — | holding | — | — | — | — | — | Common Stock | 16,043 | 16,043 | D |
| Restricted Stock UnitF2,F6 | — | holding | — | — | — | — | — | Common Stock | 15,724 | 15,724 | D |
Explanation of responses
- F1The sale in this Form 4 was made pursuant to a 10b5-1 trading plan adopted on November 17, 2016.
- F2Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F3The restricted stock units vest in December 2017.
- F4The restricted stock units vest in December 2018.
- F5The restricted stock units vest in December 2018.
- F6The restricted stock units vest in December 2019.