SEC Form 4 · accession 0001179110-17-001312
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S Burke
Officer — Chairman & CEO · Director
Period of report
Jan 25, 2017
Accepted (ET)
Jan 27, 2017 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 25, 2017 | S | 30,000 | $39.00 | D | 184,362 | D | |
| Common Stock | holding | — | — | — | 38,318 | I | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 66,561 | 66,561 | D |
| Stock OptionsF2,F4 | — | holding | — | — | — | — | — | Common Stock | 638,570 | 638,570 | D |
| Restricted Stock UnitF2,F5 | — | holding | — | — | — | — | — | Common Stock | 111,077 | 111,077 | D |
| Restricted Stock UnitsF2,F6 | — | holding | — | — | — | — | — | Common Stock | 154,274 | 154,274 | D |
| Restricted Stock UnitsF2,F7 | — | holding | — | — | — | — | — | Common Stock | 140,375 | 140,375 | D |
| Restricted Stock UnitsF2,F8 | — | holding | — | — | — | — | — | Common Stock | 115,304 | 115,304 | D |
Explanation of responses
- F1The sale in this Form 4 was made pursuant to a 10b5-1 trading plan adopted on November 28, 2016.
- F2Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F3The stock option expires in 2017.
- F4The stock option vests in 2019.
- F5The restricted stock units vest in December 2017.
- F6The restricted stock units vest in three equal annual installments beginning on December 2017.
- F7The restricted stock units expire in December 2018.
- F8The restricted stock units vest in December 2019.