SEC Form 4 · accession 0001179110-16-033264
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall A Wotring
Officer — President,Tech & Ops Services
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 8:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2016 | F | 6,739 | $38.16 | D | 71,129 | D | |
| Common Stock | Dec 15, 2016 | M | 13,317 | $38.16 | A | 64,390 | D | |
| Common Stock | holding | — | — | — | 132 | I | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Dec 15, 2016 | M | 20,056 | A | Dec 15, 2016 | — | Common Stock | 20,056 | 20,056 | D |
| Restricted Stock UnitF2,F3 | — | Dec 15, 2016 | A | 18,868 | A | — | — | Common Stock | 18,868 | 18,868 | D |
Explanation of responses
- F1Each restricted stock unit represented a contingent right to receive one share of AECOM common stock. On December 15, 2016, 20,056 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock less any applicable tax withholding.
- F2Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F3The restricted stock units vest in December 2019.