SEC Form 4 · accession 0001179110-16-033260
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carla J Christofferson
Officer — EVP, General Counsel
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 8:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 578 | D | ||
| Common Stock | holding | — | — | — | 132 | I | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Dec 15, 2016 | A | 14,152 | A | — | — | Common Stock | 14,152 | 14,152 | D |
Explanation of responses
- F1Includes shares acquired from the AECOM Employee Stock Purchase Plan.
- F2Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F3The restricted stock units vest in December 2019.