SEC Form 4 · accession 0001179110-16-032284
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linda M Griego
Director
Period of report
Nov 29, 2016
Accepted (ET)
Dec 1, 2016 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2016 | M | 4,956 | $28.67 | A | 28,295 | D | |
| Common StockF1 | Nov 29, 2016 | S | 4,956 | $36.63 | D | 23,339 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $28.67 | Nov 29, 2016 | M | 4,956 | D | — | Mar 5, 2017 | Common Stock | 4,956 | 0 | D |
| Restricted Stock UnitsF3,F4 | — | holding | — | — | — | — | — | Common Stock | 4,836 | 4,836 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $36.60 to $36.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The stock option vested on March 5, 2011.
- F3Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F4The restricted stock units vest on the earlier of March 2, 2017 or the date of the Corporation's 2017 Annual Meeting of Stockholders.