SEC Form 4 · accession 0001179110-16-031739
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick W Werner
Officer — Pres, Design & Conslt Services
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 7:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2016 | M | 3,000 | $27.54 | A | 38,149 | D | |
| Common Stock | Nov 14, 2016 | S | 3,000 | $37.00 | D | 35,149 | D | |
| Common Stock | holding | — | — | — | 65,828 | I | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF3 | $27.54 | Nov 14, 2016 | M | 3,000 | D | — | Dec 8, 2017 | Common Stock | 3,000 | 6,000 | D |
| Restricted Stock UnitsF2,F4 | — | holding | — | — | — | — | — | Common Stock | 23,230 | 23,230 | D |
| Restricted Stock UnitsF2,F5 | — | holding | — | — | — | — | — | Common Stock | 24,474 | 24,474 | D |
| Restricted Stock UnitsF2,F6 | — | holding | — | — | — | — | — | Common Stock | 26,738 | 26,738 | D |
Explanation of responses
- F1The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on August 11, 2016.
- F2Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F3The options vested in three equal annual installments beginning on December 8, 2011.
- F4The restricted stock units vest in December 2016.
- F5The restricted stock units vest in December 2017.
- F6The restricted stock units vest in December 2018.