SEC Form 4 · accession 0001179110-16-027656
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S Burke
Officer — Chairman & CEO · Director
Period of report
Jul 12, 2016
Accepted (ET)
Jul 14, 2016 · 7:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 12, 2016 | S | 2,909 | $34.00 | D | 108,562 | D | |
| Common Stock | holding | — | — | — | 38,206 | I | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 50,651 | 50,651 | D |
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 17,711 | 17,711 | D |
| Restricted Stock UnitsF2,F4 | — | holding | — | — | — | — | — | Common Stock | 111,077 | 111,077 | D |
| Restricted Stock UnitsF2,F5 | — | holding | — | — | — | — | — | Common Stock | 154,274 | 154,274 | D |
| Restricted Stock UnitF2,F6 | — | holding | — | — | — | — | — | Common Stock | 140,375 | 140,375 | D |
| Stock OptionsF7 | $24.45 | holding | — | — | — | — | Dec 2, 2016 | Common Stock | 58,140 | 58,140 | D |
| Stock OptionsF8 | $27.54 | holding | — | — | — | — | Dec 8, 2017 | Common Stock | 66,561 | 66,561 | D |
| Stock OptionsF9 | $31.62 | holding | — | — | — | — | Mar 5, 2024 | Common Stock | 638,570 | 638,570 | D |
Explanation of responses
- F1The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on December 14, 2015.
- F2Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F3The restricted stock units vest in December 2016.
- F4The restricted stock units vest in December 2017.
- F5The restricted stock units vest in three equal annual installments beginning November 2017.
- F6The restricted stock units vest in December 2018.
- F7The option vests in three equal annual installments beginning on December 2, 2010.
- F8The option vests in three equal annual installments beginning on December 8, 2011.
- F9The option becomes exercisable, if at all, beginning on March 5, 2019 subject to (A) continued employment and (B) the average daily closing price of AECOM's common stock on the New York Stock Exchange during any consecutive 20 trading day period exceeding certain price hurdles.