SEC Form 4 · accession 0001179110-16-026724
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel P McQuade
Officer — President, Blding Construction
Period of report
Jun 17, 2016
Accepted (ET)
Jun 21, 2016 · 8:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 17, 2016 | S | 3,000 | $32.00 | D | 5,806 | D | |
| Common Stock | holding | — | — | — | 306 | I | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | holding | — | — | — | — | — | Common Stock | 4,706 | 4,706 | D |
| Restricted Stock UnitF3,F5 | — | holding | — | — | — | — | — | Common Stock | 7,406 | 7,406 | D |
| Restricted Stock UnitF3,F6 | — | holding | — | — | — | — | — | Common Stock | 10,696 | 10,696 | D |
Explanation of responses
- F1The sale in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted on May 16, 2016.
- F2Includes shares acquired from the AECOM Employee Stock Purchase Plan.
- F3Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F4The restricted stock units vest in December 2016.
- F5The restricted stock units vest in December 2017.
- F6The restricted stock units vest in December 2018.