SEC Form 4 · accession 0001179110-16-026571
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick W Werner
Officer — Pres, Design & Conslt Services
Period of report
Jun 15, 2016
Accepted (ET)
Jun 16, 2016 · 7:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2016 | M | 8,000 | $24.45 | A | 50,649 | D | |
| Common StockF2 | Jun 15, 2016 | S | 8,000 | $31.5464 | D | 42,649 | D | |
| Common Stock | holding | — | — | — | 65,828 | I | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF4 | $24.45 | Jun 15, 2016 | M | 8,000 | D | — | Dec 2, 2016 | Common Stock | 8,000 | 0 | D |
| Employee Stock OptionsF5 | $27.54 | holding | — | — | — | — | Dec 8, 2017 | Common Stock | 29,287 | 29,287 | D |
| Restricted Stock UnitsF3,F6 | — | holding | — | — | — | — | — | Common Stock | 23,230 | 23,230 | D |
| Restricted Stock UnitsF3,F7 | — | holding | — | — | — | — | — | Common Stock | 24,474 | 24,474 | D |
| Restricted Stock UnitsF3,F8 | — | holding | — | — | — | — | — | Common Stock | 26,738 | 26,738 | D |
Explanation of responses
- F1The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on May 16, 2016.
- F2This transaction was executed in multiple trades at prices ranging from $31.46 to $31.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F4The options vested in three equal annual installments beginning on December 2, 2010.
- F5The options vested in three equal annual installments beginning on December 8, 2011.
- F6The restricted stock units vest in December 2016.
- F7The restricted stock units vest in December 2017.
- F8The restricted stock units vest in December 2018.