SEC Form 4 · accession 0001179110-16-023222
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carla J Christofferson
Officer — EVP, General Counsel
Period of report
Apr 15, 2016
Accepted (ET)
Apr 19, 2016 · 8:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 15, 2016 | S | 10,506 | $30.21 | D | 328 | D | |
| Common Stock | holding | — | — | — | 132 | I | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | holding | — | — | — | — | — | Common Stock | 17,048 | 17,048 | D |
| Restricted Stock UnitsF3,F5 | — | holding | — | — | — | — | — | Common Stock | 17,380 | 17,380 | D |
Explanation of responses
- F1The sale in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted on March 14, 2016.
- F2Includes shares acquired from the AECOM Employee Stock Purchase Plan.
- F3Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F4The restricted stock units vest in March 2017.
- F5The restricted stock units vest in December 2018.