SEC Form 4 · accession 0001179110-16-020978
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William G Ouchi
Director
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 7:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2016 | M | 4,956 | $28.67 | A | 9,068 | D | |
| Common Stock | Mar 1, 2016 | S | 4,956 | $28.82 | D | 4,112 | D | |
| Common StockF2 | Mar 2, 2016 | M | 4,327 | — | A | 8,439 | D | |
| Common Stock | holding | — | — | — | 59,000 | I | William G Ouchi TR UA 11/01/1980 Money Purchase Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $28.67 | Mar 1, 2016 | M | 4,956 | D | Mar 5, 2011 | Mar 5, 2017 | Common Stock | 4,956 | 0 | D |
| Restricted Stock UnitsF2 | — | Mar 2, 2016 | M | 4,327 | D | — | — | Common Stock | 4,327 | 0 | D |
| Stock Option | $28.44 | holding | — | — | — | Mar 3, 2012 | Mar 3, 2018 | Common Stock | 5,160 | 5,160 | D |
Explanation of responses
- F1The sales in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted on March 3, 2012.
- F2Each restricted stock unit represented a contingent right to receive one share of AECOM common stock. On March 2, 2016, 4,327 of the reporting person restricted stock units vested and were settled for an equal number of shares of AECOM common stock.