SEC Form 4 · accession 0001179110-16-020592
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Fordyce
Director
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 8:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2016 | M | 10,000 | $21.01 | A | 135,488 | D | |
| Common StockF1 | Feb 26, 2016 | S | 7,630 | $27.6028 | D | 127,858 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $21.01 | Feb 26, 2016 | M | 10,000 | D | Mar 5, 2010 | Mar 5, 2016 | Common Stock | 10,000 | 0 | D |
| Stock Option | $28.67 | holding | — | — | — | Mar 5, 2011 | Mar 5, 2017 | Common Stock | 4,956 | 4,956 | D |
| Stock Option | $28.44 | holding | — | — | — | Mar 3, 2012 | Mar 3, 2018 | Common Stock | 5,160 | 5,160 | D |
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 4,327 | 4,327 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $27.60 to $27.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Each restricted stock unit represented a contingent right to receive one share of AECOM common stock.
- F3The restricted stock units vest on the earlier of March 4, 2016 or the date of the Corporation's 2016 Annual Meeting of Stockholders.