SEC Form 4 · accession 0001179110-16-019402
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Kadenacy
Officer — President
Period of report
Feb 11, 2016
Accepted (ET)
Feb 16, 2016 · 9:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 11, 2016 | P | 16,175 | $23.343 | A | 55,807 | D | |
| Common StockF3 | Feb 11, 2016 | S | 16,175 | $23.206 | D | 55,807 | D | |
| Common Stock | holding | — | — | — | 1,141 | I | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | — | holding | — | — | — | — | — | Common Stock | 19,165 | 19,165 | D |
| Restricted Stock UnitsF4,F6 | — | holding | — | — | — | — | — | Common Stock | 38,877 | 38,877 | D |
| Restricted Stock UnitsF4,F7 | — | holding | — | — | — | — | — | Common Stock | 48,129 | 48,129 | D |
Explanation of responses
- F1Mr. Kadenacy purchased 16,175 shares in a retirement account and sold the equivalent number of shares as a part of portfolio rebalancing transactions.
- F2This transaction was executed in multiple trades at prices ranging from $23.26 to $23.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $23.15 to $23.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F5The restricted stock units vest in December 2016.
- F6The restricted stock units vest in December 2017.
- F7The restricted stock units vest in December 2018.