SEC Form 4 · accession 0001179110-15-016691
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick W Werner
Officer — Pres, Design & Conslt Services
Period of report
Dec 21, 2015
Accepted (ET)
Dec 23, 2015 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 21, 2015 | S | 23,429 | $29.1494 | D | 59,826 | D | |
| Common StockF3 | Dec 22, 2015 | S | 17,177 | $29.3002 | D | 42,649 | D | |
| Common Stock | holding | — | — | — | 65,828 | I | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF4 | $24.45 | holding | — | — | — | — | Dec 2, 2016 | Common Stock | 8,000 | 8,000 | D |
| Employee Stock OptionF5 | $27.54 | holding | — | — | — | — | Dec 8, 2017 | Common Stock | 29,287 | 29,287 | D |
| Restricted Stock UnitF6,F7 | — | holding | — | — | — | — | — | Common Stock | 23,429 | 23,429 | D |
| Restricted Stock UnitF6,F8 | — | holding | — | — | — | — | — | Common Stock | 24,684 | 24,684 | D |
| Restricted Stock UnitF6,F9 | — | holding | — | — | — | — | — | Common Stock | 26,738 | 26,738 | D |
Explanation of responses
- F1The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on November 18, 2015.
- F2This transaction was executed in multiple trades at prices ranging from $28.95 to $29.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $29.25 to $29.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4The options vested in three equal annual installments beginning on December 2, 2010.
- F5The options vested in three equal annual installments beginning on December 8, 2011.
- F6Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F7The restricted stock units vest in December 2016.
- F8The restricted stock units vest in December 2017.
- F9The restricted stock units vest in December 2018.