SEC Form 4 · accession 0001179110-15-015426
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Kadenacy
Officer — President
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 7:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2015 | M | 7,372 | $23.94 | A | 27,469 | D | |
| Common Stock | Nov 20, 2015 | F | 6,365 | $30.99 | D | 21,104 | D | |
| Common Stock | holding | — | — | — | 1,141 | I | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $23.94 | Nov 20, 2015 | M | 7,372 | A | — | Dec 1, 2015 | Common Stock | 7,372 | 0 | D |
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 23,361 | 23,361 | D |
| Common StockF2,F4 | — | holding | — | — | — | — | — | Common Stock | 19,165 | 19,165 | D |
| Restricted Stock UnitsF2,F5 | — | holding | — | — | — | — | — | Common Stock | 38,877 | 38,877 | D |
Explanation of responses
- F1The option vested in three equal annual installments beginning in December 2009.
- F2Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F3The restricted stock units vest in December 2015.
- F4The restricted stock units vest in December 2016.
- F5The restricted stock units vest in December 2017.