SEC Form 4 · accession 0001179110-15-007174
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Dionisio
Director
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 8:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2015 | S | 10,000 | $31.42 | D | 114,948 | I | by John M Dionisio Family Irrevocable Trust |
| Common Stock | holding | — | — | — | 61,352 | D | ||
| Common Stock | holding | — | — | — | 87,958 | I | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $23.94 | holding | — | — | — | — | Dec 1, 2015 | Common Stock | 98,281 | 98,281 | D |
| Employee Stock OptionF3 | $24.45 | holding | — | — | — | — | Dec 2, 2016 | Common Stock | 145,349 | 145,349 | D |
| Employee Stock OptionF4 | $27.54 | holding | — | — | — | — | Dec 8, 2017 | Common Stock | 4,083 | 4,083 | D |
| Restricted Stock UnitF5,F6 | — | holding | — | — | — | — | — | Common Stock | 107,903 | 107,903 | D |
| Restricted Stock UnitF5,F7 | — | holding | — | — | — | — | — | Common Stock | 84,209 | 84,209 | D |
| Restricted Stock UnitF5,F8 | — | holding | — | — | — | — | — | Common Stock | 4,327 | 4,327 | D |
Explanation of responses
- F1The sale in this Form 4 was made pursuant to a 10b5-1 trading plan adopted on December 4, 2014.
- F2The options vested in three equal annual installments beginning on December 1, 2009.
- F3The options vested in three equal annual installments beginning on December 2, 2010.
- F4The options vested in three equal annual installments beginning on December 8, 2011.
- F5Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F6The restricted stock units vest in December 2015.
- F7The restricted stock units vest in December 2016.
- F8The restricted stock units vest on the earlier of March 4, 2016 or the date of the Corporation's 2016 Annual Meeting of Stockholders.