SEC Form 4 · accession 0001179110-15-004902
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S Burke
Officer — Chairman & CEO · Director
Period of report
Mar 11, 2015
Accepted (ET)
Mar 16, 2015 · 6:05 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2015 | A | 10,000 | $29.2991 | A | 37,523 | I | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
| Common Stock | Mar 11, 2015 | S | 10,000 | $29.2904 | D | 41,100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $23.94 | holding | — | — | — | — | Dec 1, 2015 | Common Stock | 41,770 | 41,770 | D |
| Employee Stock OptionF3 | $24.45 | holding | — | — | — | — | Dec 2, 2016 | Common Stock | 58,140 | 58,140 | D |
| Employee Stock OptionF4 | $27.54 | holding | — | — | — | — | Dec 8, 2017 | Common Stock | 66,561 | 66,561 | D |
| Employee Stock OptionF5 | $31.62 | holding | — | — | — | — | Mar 5, 2024 | Common Stock | 638,570 | 638,570 | D |
| Restrricted Stock UnitsF6,F7 | — | holding | — | — | — | — | — | Common Stock | 64,691 | 64,691 | D |
| Restricted Stock UnitsF6,F8 | — | holding | — | — | — | — | — | Common Stock | 50,651 | 50,651 | D |
| Restricted Stock UnitsF6,F8 | — | holding | — | — | — | — | — | Common Stock | 17,711 | 17,711 | D |
| Restricted Stock UnitsF6,F9 | — | holding | — | — | — | — | — | Common Stock | 111,077 | 111,077 | D |
| Restricted Stock UnitsF6,F10 | — | holding | — | — | — | — | — | Common Stock | 154,274 | 154,274 | D |
Explanation of responses
- F1Mr. Burke purchased 10,000 shares in his Retirement & Savings Plan (401(k) account) and sold the equivalent number of shares as a part of portfolio rebalancing transactions.
- F10The restricted stock units vest in three equal annual installments beginning on November 19, 2017.
- F2The option vested in three equal annual installments beginning on December 1, 2009.
- F3The option vested in three equal annual installments beginning on December 2, 2010.
- F4The option vested in three equal annual installments beginning on December 8, 2011.
- F5The option vests on March 9, 2019.
- F6Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F7The restricted stock units vest in December 2015.
- F8The restricted stock units vest in December 2016.
- F9The restricted stock units vest in December 2017.