SEC Form 4 · accession 0001179110-15-004099
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Fordyce
Director
Period of report
Feb 27, 2015
Accepted (ET)
Mar 3, 2015 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2015 | M | 10,000 | $27.00 | A | 131,376 | D | |
| Common Stock | Feb 27, 2015 | S | 10,000 | $29.87 | D | 121,376 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.00 | Feb 27, 2015 | M | 10,000 | D | Aug 28, 2008 | Feb 28, 2015 | Common Stock | 10,000 | 0 | D |
| Stock Option | $21.01 | holding | — | — | — | Mar 5, 2010 | Mar 5, 2016 | Common Stock | 10,000 | 10,000 | D |
| Stock Option | $28.67 | holding | — | — | — | Mar 5, 2011 | Mar 5, 2017 | Common Stock | 4,956 | 4,956 | D |
| Stock Option | $28.44 | holding | — | — | — | Mar 3, 2012 | Mar 3, 2018 | Common Stock | 5,160 | 5,160 | D |
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 4,112 | 4,112 | D |
Explanation of responses
- F1The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on December 15, 2014.
- F2Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F3The restricted stock units vest on March 5, 2015.