SEC Form 4 · accession 0001179110-15-003711
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick W Werner
Officer — Pres, Design & Conslt Services
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2015 | S | 10,000 | $30.00 | D | 46,864 | D | |
| Common Stock | holding | — | — | — | 65,687 | I | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $24.45 | holding | — | — | — | — | Dec 2, 2016 | Common Stock | 13,349 | 13,349 | D |
| Employee Stock OptionF3 | $27.54 | holding | — | — | — | — | Dec 8, 2017 | Common Stock | 29,287 | 29,287 | D |
| Restricted Stock UnitF4,F5 | — | holding | — | — | — | — | — | Common Stock | 26,976 | 26,976 | D |
| Restricted Stock UnitF4,F6 | — | holding | — | — | — | — | — | Common Stock | 23,429 | 23,429 | D |
| Restricted Stock UnitF4,F7 | — | holding | — | — | — | — | — | Common Stock | 24,684 | 24,684 | D |
Explanation of responses
- F1The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on August 7, 2014.
- F2The options vested in three equal annual installments beginning on December 2, 2010.
- F3The options vested in three equal annual installments beginning on December 8, 2011.
- F4Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F5The restricted stock units vest in December 2015.
- F6The restricted stock units vest in December 2016.
- F7The restricted stock units vest in December 2017.