SEC Form 4 · accession 0001179110-15-001874
AECOM · ACM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William G Ouchi
Director
Period of report
Feb 2, 2015
Accepted (ET)
Feb 4, 2015 · 6:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868857
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2015 | M | 10,000 | $21.01 | A | 10,000 | D | |
| Common Stock | Feb 2, 2015 | S | 10,000 | $25.59 | D | 0 | D | |
| Common Stock | holding | — | — | — | 59,000 | I | William G Ouchi TR UA 11/01/1980 Money Purchase Plan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $21.01 | Feb 2, 2015 | M | 10,000 | D | Mar 5, 2010 | Mar 5, 2016 | Common Stock | 10,000 | 0 | D |
| Stock Option | $28.67 | holding | — | — | — | Mar 5, 2011 | Mar 5, 2017 | Common Stock | 4,956 | 4,956 | D |
| Stock Option | $28.44 | holding | — | — | — | Mar 3, 2012 | Mar 3, 2018 | Common Stock | 5,160 | 5,160 | D |
| Restricted Stock UnitF2,F3 | — | holding | — | — | — | — | — | Common Stock | 4,112 | 4,112 | D |
Explanation of responses
- F1The sales in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted on March 2, 2012.
- F2Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- F3The restricted stock units vest on March 5, 2015.