SEC Form 4 · accession 0001209191-19-001819
Dorman Products, Inc. · DORM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mathias J Barton
Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 2:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2019 | M | 8,134 | $41.59 | A | 57,910 | D | |
| Common Stock | Jan 2, 2019 | F | 3,784 | $89.38 | D | 54,126 | D | |
| Common Stock | Jan 2, 2019 | M | 8,934 | $78.64 | A | 63,060 | D | |
| Common Stock | Jan 2, 2019 | F | 7,860 | $89.38 | D | 55,200 | D | |
| Common Stock | Jan 2, 2019 | M | 12,160 | $72.55 | A | 67,360 | D | |
| Common Stock | Jan 2, 2019 | F | 9,870 | $89.38 | D | 57,490 | D | |
| Common Stock | holding | — | — | — | 600 | I | By Trust | |
| Common StockF1 | holding | — | — | — | 1,988 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $41.59 | Jan 2, 2019 | M | 8,134 | D | — | Jan 30, 2019 | Common Stock | 8,134 | 0 | D |
| Employee Stock Option (right to buy)F2 | $78.64 | Jan 2, 2019 | M | 8,934 | D | — | Jan 30, 2019 | Common Stock | 8,934 | 0 | D |
| Employee Stock Option (right to buy)F2 | $72.55 | Jan 2, 2019 | M | 12,160 | D | — | Jan 30, 2019 | Common Stock | 12,160 | 0 | D |
Explanation of responses
- F1The shares are represented by units held in a unitized stock fund through the Issuer's 401(k) Retirement Plan and Trust. The unitized stock fund of the Issuer's 401(k) Retirement Plan and Trust consists of cash and Common Stock in amounts that vary from time to time. As of December 31, 2018 the reporting person had 1,302 units in the Issuer's 401(k) Retirement Plan and Trust, which units consisted of 1,988 shares of Common Stock.
- F2This option vested in full as of December 31, 2018.
Remarks
The filing of this Statement shall not be construed as an admission (a) that the person filing this Statement is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any equity securities covered by this Statement, or (b) that this Statement is legally required to be filed by such person.