SEC Form 4 · accession 0001209191-17-001707
Dorman Products, Inc. · DORM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Kealey
Officer — SVP, Product
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 12:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2017 | M | 32,000 | $6.895 | A | 34,880 | D | |
| Common Stock | Jan 3, 2017 | F | 3,001 | $73.52 | D | 31,879 | D | |
| Common StockF1 | holding | — | — | — | 368 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $6.895 | Jan 3, 2017 | M | 32,000 | D | — | Dec 14, 2017 | Common Stock | 32,000 | 0 | D |
Explanation of responses
- F1The shares are represented by units held in a unitized stock fund through the issuer's 401(k) Retirement Plan and Trust. The unitized stock fund of the issuer's 401(k) Retirement Plan and Trust consists of cash and common stock in amounts that vary from time to time. As of September 30, 2016, the reporting person had 239 units in the issuer's 401(k) Retirement Plan and Trust, which units consisted of 368 shares of common stock.
- F2The option became exercisable in five equal annual installments beginning on December 14, 2008, which was the first anniversary of the date on which the option was granted.
Remarks
The filing of this Statement shall not be construed as an admission (a) that the person filing this Statement is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any equity securities covered by this Statement, or (b) that this Statement is legally required to be filed by such person.