SEC Form 4 · accession 0001209191-15-085550
Dorman Products, Inc. · DORM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven L Berman
Officer — Executive Chairman · Director · 10% Owner
Period of report
Oct 14, 2015
Accepted (ET)
Dec 16, 2015 · 3:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868780
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 14, 2015 | G | 676,692 | $0.00 | D | 0 | I | By Grantor Retained Annuity Trust |
| Common Stock | Oct 14, 2015 | G | 676,692 | $0.00 | A | 1,781,432 | I | By Children in Trust |
| Common Stock | holding | — | — | — | 1,111,864 | D | ||
| Common Stock | holding | — | — | — | 88,603 | I | By Charitable Remainder Trust | |
| Common StockF1 | holding | — | — | — | 25,323 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are represented by units held in a unitized stock fund through the Issuer's 401(k) Retirement Plan and Trust. The unitized stock fund of the Issuer's 401(k) Retirement Plan and Trust consists of cash and Common Stock in amounts that vary from time to time. As of September 30, 2015, the reporting person had 16,492 units in the Issuer's 401(k) Retirement Plan and Trust, which units consisted of 25,323 shares of Common Stock.
Remarks
The filing of this Statement shall not be construed as an admission (a) that the person filing this Statement is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any securities covered by this Statement, or (b) that this Statement is legally required to be filed by such person.