SEC Form 4 · accession 0001214659-16-015361
RENTECH, INC. · RTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Summers
Officer — Chief Financial Officer
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2016 | M | 1,059 | $0.00 | A | 13,278 | D | |
| Common Stock | Dec 14, 2016 | F | 398 | $1.96 | D | 12,880 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Dec 14, 2016 | M | 1,059 | D | — | Dec 14, 2016 | Common Stock | 1,059 | 0 | D |
| Restricted Stock UnitsF2 | — | Dec 14, 2016 | A | 15,000 | A | — | Dec 14, 2019 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Each restricted stock unit granted represents a contingent right to receive one share of common stock. One-third of the restricted stock units vest on each of the first three anniversaries of December 14, 2013, subject to the reporting person's continued employment with the Company on each such date.
- F2Each restricted stock unit granted represents a contingent right to receive one share of common stock. One-third of the restricted stock units will vest on each of the first three anniversaries of December 14, 2016.