SEC Form 4 · accession 0001214659-15-008437
RENTECH, INC. · RTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Colin M Morris
Officer — SVP, Sec & General Counsel
Period of report
Dec 14, 2015
Accepted (ET)
Dec 16, 2015 · 8:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2015 | M | 740 | $0.00 | A | 56,782 | D | |
| Common StockF1 | Dec 14, 2015 | F | 279 | $3.03 | D | 56,503 | D | |
| Common StockF1 | Dec 14, 2015 | M | 1,598 | $0.00 | A | 58,101 | D | |
| Common StockF1 | Dec 14, 2015 | F | 601 | $3.03 | D | 57,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Dec 14, 2015 | M | 740 | D | — | Dec 14, 2015 | Common Stock | 740 | 0 | D |
| Restricted Stock UnitsF1,F3 | $0.00 | Dec 14, 2015 | M | 1,598 | D | — | Dec 14, 2016 | Common Stock | 1,598 | 1,596 | D |
Explanation of responses
- F1Reflects 1-for-10 reverse stock split which became effective on August 20, 2015.
- F2Each restricted stock unit granted represents a contingent right to receive one share of common stock. One-third of the restricted stock units vested on each of the first three anniversaries of December 14, 2012.
- F3Each restricted stock unit granted represents a contingent right to receive one share of common stock. One-third of the restricted stock units vest on each of the first three anniversaries of December 14, 2013, subject to the reporting person's continued employment with the Company on each such date.