SEC Form 4 · accession 0001214659-15-003714
RENTECH, INC. · RTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Halbert S Washburn
Director
Period of report
May 4, 2015
Accepted (ET)
May 6, 2015 · 8:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | May 4, 2015 | M | 8,063 | $0.56 | A | 368,194 | D | |
| Common Stock | May 4, 2015 | F | 3,794 | $1.19 | D | 364,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1,F2 | $0.56 | May 4, 2015 | M | 8,063 | D | May 28, 2010 | May 28, 2015 | Common Stock | 8,063 | 0 | D |
Explanation of responses
- F1This option was previously reported as 15,000 shares at an exercise price of $.60 per share, but was adjusted as a result of the Company's $0.19 per share special dividend on December 27, 2012, to 16,126 shares at an exercise price of $.56.
- F2Since the date of Mr. Washburn's last ownership report, he transferred half, or 8,063 of 16,126 options to purchase common stock to his former wife pursuant to a domestic relations order. Since the date of Mr. Washburn's last ownership report, Mr. Washburn no longer reports as beneficially owned any securities owned by his former wife.
- F3Since the date of Mr. Washburn's last ownership report, Mr. Washburn transferred 81,550 shares of common stock to his former wife pursuant to a domestic relations order. Mr. Washburn no longer reports as beneficially owned any securities owned by his former wife.