SEC Form 4 · accession 0001140361-17-044562
SONIC CORP · SONC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carolyn C. Cummins
Officer — Vice President
Period of report
Nov 30, 2017
Accepted (ET)
Dec 1, 2017 · 12:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868611
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2017 | M | 5,254 | $11.19 | A | 31,949 | D | |
| Common StockF1 | Nov 30, 2017 | S | 2,347 | $25.43 | D | 29,602 | D | |
| Common StockF1 | Nov 30, 2017 | F | 1,248 | $25.33 | D | 28,354 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock option (right to buy) | $11.19 | Nov 30, 2017 | M | 2,347 | D | Jan 6, 2014 | Jan 6, 2018 | common stock | 2,347 | 0 | D |
| Incentive stock option (right to buy) | $11.19 | Nov 30, 2017 | M | 2,907 | D | Jan 6, 2014 | Jan 6, 2018 | common stock | 2,907 | 1,787 | D |
Explanation of responses
- F1The total number of shares beneficially owned directly includes 3,361 shares held in the Sonic Corp. Stock Purchase Plan as of November 28, 2017.