SEC Form 4 · accession 0001140361-17-002536
SONIC CORP · SONC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pedro Claudia San
Officer — Executive Vice Pres. and CFO
Period of report
Jan 19, 2017
Accepted (ET)
Jan 23, 2017 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868611
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 30,909 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F2 | $25.40 | Jan 19, 2017 | A | 3,937 | A | — | Jan 19, 2024 | Common Stock | 3,937 | 3,937 | D |
| Non-qualified Stock Option (right to buy)F2 | $25.40 | Jan 19, 2017 | A | 29,436 | A | — | Jan 19, 2024 | Common Stock | 29,436 | 29,436 | D |
Explanation of responses
- F1The total number of shares beneficially owned directly includes 11,234 shares held in the 1991 Sonic Corp. Stock Purchase Plan as of January 12, 2017.
- F2One-third of the total number of options granted on January 19, 2017 will vest on each of the first three anniversary dates following the grant date.