SEC Form 4 · accession 0001140361-17-001703
SONIC CORP · SONC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pedro Claudia San
Officer — Executive Vice Pres. and CFO
Period of report
Jan 10, 2017
Accepted (ET)
Jan 12, 2017 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868611
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 10, 2017 | M | 14,092 | $8.74 | A | 30,909 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $8.74 | Jan 10, 2017 | M | 11,925 | D | Jan 14, 2013 | Jan 14, 2017 | Common Stock | 11,925 | 0 | D |
| Non-qualified Stock Option (right to buy) | $8.74 | Jan 10, 2017 | M | 2,167 | D | Jan 14, 2013 | Jan 14, 2017 | Common Stock | 2,167 | 0 | D |
Explanation of responses
- F1The total number of shares beneficially owned directly includes 11,234 shares held in the 1991 Sonic Corp. Stock Purchase Plan as of January 10, 2017.