SEC Form 4 · accession 0001140361-17-001702
SONIC CORP · SONC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harold A Ceron
Officer — Senior VP of subsidiary
Period of report
Jan 11, 2017
Accepted (ET)
Jan 12, 2017 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868611
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 11, 2017 | M | 3,112 | $21.06 | A | 3,280 | D | |
| Common StockF2 | Jan 11, 2017 | S | 3,112 | $27.0249 | D | 168 | D | |
| Common StockF1 | holding | — | — | — | 1,855 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $21.06 | Jan 11, 2017 | M | 3,112 | D | Aug 7, 2016 | Aug 7, 2021 | Common Stock | 3,112 | 3,113 | D |
Explanation of responses
- F1Shares held in the Sonic Corp. 401(k) as of January 10, 2017.
- F2The total number of shares beneficially owned directly includes 168 shares held in the 1991 Sonic Corp. Stock Purchase Plan as of January 10, 2017.