SEC Form 4 · accession 0001140361-16-089485
SONIC CORP · SONC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carolyn C. Cummins
Officer — Vice President
Period of report
Dec 9, 2016
Accepted (ET)
Dec 13, 2016 · 1:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868611
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 9, 2016 | M | 13,762 | $8.74 | A | 34,844 | D | |
| Common StockF1 | Dec 9, 2016 | F | 4,718 | $28.54 | D | 30,126 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $8.74 | Dec 9, 2016 | M | 13,035 | D | Jan 14, 2013 | Jan 14, 2017 | Common Stock | 13,035 | 0 | D |
| Nonqualified Stock Option (right to buy) | $8.74 | Dec 9, 2016 | M | 727 | D | Jan 14, 2013 | Jan 14, 2017 | Common Stock | 727 | 0 | D |
Explanation of responses
- F1The total number of shares beneficially owned directly includes 2,322 shares held in the Sonic Corp. Stock Purchase Plan as of December 8, 2016.