SEC Form 4 · accession 0001140361-16-049592
SONIC CORP · SONC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carolyn C. Cummins
Officer — Vice President
Period of report
Jan 28, 2016
Accepted (ET)
Feb 1, 2016 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868611
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 8, 2016 | G | 1,200 | $0.00 | D | 22,200 | D | |
| Common Stock | Jan 8, 2016 | G | 400 | $0.00 | A | 626 | I | As guardian for child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F2 | $29.37 | Jan 28, 2016 | A | 3,853 | A | — | Jan 28, 2023 | Common Stock | 3,853 | 3,853 | D |
| Non-qualified Stock Option (right to buy)F2 | $29.37 | Jan 28, 2016 | A | 1,293 | A | — | Jan 28, 2023 | Common Stock | 1,293 | 1,293 | D |
Explanation of responses
- F1The total number of shares beneficially owned directly includes 1410 shares held in the Sonic Corp. Stock Purchase Plan as of January 26, 2016.
- F2One-third of the total number of options granted on January 28, 2016 will vest on each of the first three anniversary dates following the grant date.