SEC Form 4 · accession 0001140361-16-049585
SONIC CORP · SONC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paige S Bass
Officer — Senior Vice President
Period of report
Jan 28, 2016
Accepted (ET)
Feb 1, 2016 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868611
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 895 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 1,807 | D | ||
| Common Stock | holding | — | — | — | 22,276 | I | By self as trustee of trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive stock option (right to buy)F3 | $29.37 | Jan 28, 2016 | A | 3,404 | A | — | Jan 28, 2023 | Common Stock | 3,404 | 3,404 | D |
| Non-qualified stock option (right to buy)F3 | $29.37 | Jan 28, 2016 | A | 14,880 | A | — | Jan 28, 2023 | Common Stock | 14,880 | 14,880 | D |
Explanation of responses
- F1Shares held in the Sonic Corp. 401(k) as of January 26, 2016.
- F2Includes 1,807 shares held in the 1991 Sonic Corp. Stock Purchase Plan as of January 26, 2016.
- F3One-third of the total number of options granted on January 28, 2016 will vest on each of the first three anniversary dates following the grant date.