SEC Form 4 · accession 0001140361-15-003608
SONIC CORP · SONC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paige S Bass
Officer — Senior Vice President
Period of report
Jan 29, 2015
Accepted (ET)
Feb 2, 2015 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868611
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 902 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 927 | D | ||
| Common Stock | holding | — | — | — | 10,489 | I | By self as trustee of trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive stock option (right to buy)F3 | $31.29 | Jan 29, 2015 | A | 3,195 | A | — | Jan 29, 2022 | Common Stock | 3,195 | 3,195 | D |
| Non-qualified stock option (right to buy)F3 | $31.29 | Jan 29, 2015 | A | 12,243 | A | — | Jan 29, 2022 | Common Stock | 12,243 | 12,243 | D |
Explanation of responses
- F1Shares held in the Sonic Corp. 401(k) as of January 29, 2015.
- F2Shares held in the 1991 Sonic Corp. Stock Purchase Plan as of January 29, 2015.
- F3One-third of the total number of options granted on January 29, 2015 will vest on each of the first three anniversary dates following the grant date.