SEC Form 4 · accession 0001140361-15-003604
SONIC CORP · SONC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carolyn C. Cummins
Officer — Vice President
Period of report
Jan 29, 2015
Accepted (ET)
Feb 2, 2015 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868611
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 226 | I | As guardian for child | |
| Common StockF1 | holding | — | — | — | 16,280 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F2 | $31.29 | Jan 29, 2015 | A | 4,039 | A | — | Jan 29, 2022 | Common Stock | 4,039 | 4,039 | D |
| Non-qualified Stock Option (right to buy)F2 | $31.29 | Jan 29, 2015 | A | 566 | A | — | Jan 29, 2022 | Common Stock | 566 | 566 | D |
Explanation of responses
- F1The total number of shares beneficially owned directly includes 538 shares held in the Sonic Corp. Stock Purchase Plan as of January 12, 2015.
- F2One-third of the total number of options granted on January 29, 2015 will vest on each of the first three anniversary dates following the grant date.