SEC Form 4 · accession 0001140361-15-002225
SONIC CORP · SONC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Federico F Pena
Director
Period of report
Jan 15, 2015
Accepted (ET)
Jan 20, 2015 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868611
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2015 | M | 12,403 | $10.15 | A | 59,208 | I | In trust for self |
| Common Stock | Jan 15, 2015 | M | 14,791 | $8.74 | A | 73,999 | I | In trust for self |
| Common Stock | Jan 15, 2015 | M | 10,027 | $6.80 | A | 84,026 | I | In trust for self |
| Common StockF1 | Jan 15, 2015 | S | 14,791 | $31.2729 | D | 69,235 | I | In trust for self |
| Common Stock | Jan 16, 2015 | M | 2,065 | $0.00 | A | 71,300 | I | In trust for self |
| Common Stock | Jan 18, 2015 | M | 2,084 | $0.00 | A | 73,384 | I | In trust for self |
| Common Stock | holding | — | — | — | 1,161 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock option (right to buy) | $10.15 | Jan 15, 2015 | M | 12,403 | D | Jan 15, 2012 | Jan 15, 2016 | Common Stock | 12,403 | 0 | D |
| Non-qualified stock option (right to buy) | $8.74 | Jan 15, 2015 | M | 14,791 | D | Jan 14, 2013 | Jan 14, 2017 | Common Stock | 14,791 | 0 | D |
| Non-qualified stock option (right to buy) | $6.80 | Jan 15, 2015 | M | 10,027 | D | Jan 18, 2013 | Jan 18, 2019 | Common Stock | 10,027 | 0 | D |
| Restricted Stock OptionsF2 | $0.00 | Jan 16, 2015 | M | 2,065 | D | — | — | Common Stock | 2,065 | 0 | D |
| Restricted Stock UnitsF3 | $0.00 | Jan 18, 2015 | M | 2,084 | D | — | — | Common Stock | 2,084 | 0 | D |
Explanation of responses
- F1This price represents the weighted average sales price. The shares sold at prices ranging from $30.88 to $31.47 per share. The reporting person will provide full details regarding the number of shares sold at each separate price upon the SEC's request.
- F2Shares vested January 16, 2015 in accordance with the terms of Restricted Stock Units granted January 16, 2013, and were issued in shares of Sonic Corp. common stock on a one-for-one basis, subject to certain restrictions.
- F3Shares vested January 18, 2015 in accordance with the terms of Restricted Stock Units granted January 18, 2012, and were issued in shares of Sonic Corp. common stock on a one-for-one basis, subject to certain restrictions.