SEC Form 4 · accession 0001140361-15-002198
SONIC CORP · SONC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey H Schutz
Director
Period of report
Jan 16, 2015
Accepted (ET)
Jan 20, 2015 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868611
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 16, 2015 | M | 2,065 | $0.00 | A | 34,078 | D | |
| Common StockF1 | holding | — | — | — | 7,600 | I | By family limited liability company |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Jan 16, 2015 | M | 2,065 | D | — | — | Common Stock | 2,065 | 0 | D |
Explanation of responses
- F1The reporting person owns 50% of the family limited liability company and disclaims beneficial ownership of the issuer's shares held by the family limited liability company except to the extent of his pecuniary interest.
- F2Shares vested January 16, 2015 in accordance with the terms of Restricted Stock Units granted January 16, 2014, and were issued in shares of Sonic Corp. common stock on a one-for-one basis, subject to certain restrictions.