SEC Form 5 · accession 0001333588-16-000003
FLAHERTY & CRUMRINE PREFERRED INCOME FUND INC · PFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chad Conwell
Officer — CCO, Vice President, Secretary · Other
Period of report
Nov 30, 2015
Accepted (ET)
Feb 17, 2016 · 12:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868578
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 30, 2015 | J | 0 | $0.00 | A | 500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Due to the ownership of 15.2% of Flaherty & Crumrine Incorporated, Mr. Conwell also has an indirect interest in the 7,169 shares of common stock held by Flaherty & Crumrine Incorporated.
- F2Due to the ownership of 15.2% of Flaherty & Crumrine Incorporated, Mr. Conwell also has an indirect interest in the 7,169 shares of common stock held by Flahery & Crumrine Incorporated.