SEC Form 4 · accession 0001493152-17-011126
ProPhase Labs, Inc. · PRPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ted William Karkus
Officer — CEO & CHAIRMAN · Director · 10% Owner
Period of report
Sep 29, 2017
Accepted (ET)
Oct 2, 2017 · 12:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.005F1 | Sep 29, 2017 | S | 364,950 | $2.30 | D | 2,309,638 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold to the Issuer through the tender offer by the Issuer for 4,000,000 shares of its common stock.