SEC Form 4 · accession 0001493152-17-004512
ProPhase Labs, Inc. · PRPH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ted William Karkus
Officer — CEO & Chairman · Director · 10% Owner
Period of report
Apr 27, 2017
Accepted (ET)
Apr 28, 2017 · 1:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868278
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $2.00 | Apr 27, 2017 | A | 600,000 | A | — | Apr 27, 2024 | Common Stock | 600,000 | 600,000 | D |
Explanation of responses
- F1The transaction reported in this row involves a grant by the Issuer to the Reporting Person of options to purchase the Issuer's common stock that will vest in four equal annual installments beginning April 26, 2018, as detailed in a stock option award agreement by and between the Issuer and the Reporting Person, dated as of April 27, 2017.