SEC Form 4 · accession 0001019687-16-005706
PRECISION OPTICS CORPORATION, INC. · POCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew J. Miclot
Director
Period of report
Mar 29, 2016
Accepted (ET)
Mar 31, 2016 · 8:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867840
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Rights to buy)F2,F1 | $0.48 | Mar 29, 2016 | A | 60,000 | A | — | Mar 29, 2026 | Common Stock | 60,000 | 60,000 | D |
Explanation of responses
- F120,000 of the stock option vest immediately, 20,000 of the stock options vest on 03/29/2017, and the remaining 20,000 stock options vest on 03/29/2018.
- F2The options were granted by the issuer in connection with Mr. Miclot's appointment to the issuer's board of directors.