SEC Form 4 · accession 0001246360-16-007210
SUNPOWER CORP · SPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R McDaniel
Director
Period of report
Nov 17, 2016
Accepted (ET)
Nov 21, 2016 · 11:35 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867773
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2016 | A | 11,539 | $0.00 | A | 128,237 | I | Held in Trust - McDaniel Trust dtd 7/26/2000 |
| Common Stock | Nov 17, 2016 | D | 11,539 | $0.00 | D | 116 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held of record by the McDaniel Trust dtd 7/26/2000 (the "Trust") of which Mr. McDaniel and his wife are co-trustees. Each trustee has independent control and voting power over the Trust.