SEC Form 4 · accession 0001246360-15-003102
SUNPOWER CORP · SPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Wood III
Director
Period of report
Sep 11, 2015
Accepted (ET)
Sep 15, 2015 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867773
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 11, 2015 | M | 30,000 | $9.50 | A | 63,944 | D | |
| Common Stock | Sep 11, 2015 | S | 30,000 | $22.97 | D | 33,944 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $9.50 | Sep 11, 2015 | M | 30,000 | D | — | Sep 23, 2015 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person.
- F2The option becomes exercisable as to 20% of the shares on September 23, 2006, and becomes exercisable as to 1/60th of the shares monthly thereafter.