SEC Form 4 · accession 0001246360-15-002226
SUNPOWER CORP · SPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Wood III
Director
Period of report
May 13, 2015
Accepted (ET)
May 15, 2015 · 6:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867773
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2015 | M | 6,000 | $10.80 | A | 36,935 | D | |
| Common Stock | May 13, 2015 | S | 6,000 | $32.04 | D | 30,935 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $10.80 | May 13, 2015 | M | 6,000 | D | — | Nov 9, 2015 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1The option became exercisable as to 20% of the shares on November 9, 2006, and became exercisable as to 1/60th of the shares monthly thereafter.